Late last week, the administration released a status report on their open government efforts over the past two and half years. Impressive progress has been made because of the hard work of public employees across the federal government.
The report lays out and discusses in detail six main areas of progress, including: Freedom of Information Act, Open Government Initiative, Data and Technology, Spending Disclosure, Classification and Controlled Information, and White House Transparency. Each section explains the efforts of the administration and agencies.
There are numerous concrete examples of open government at work, disclosing more information, empowering citizens, and increasing accountability:
Proactive Disclosure
The Commerce Department’s National Telecommunications and Information Administration now posts 500 to 10,000 pages of grant documents every day that previously required FOIA requests to access. This means more information on our investments to create a national broadband infrastructure and other communication improvements is available than ever was before.
USDA’s Animal and Plant Health Inspection Service (APHIS) reduced FOIA requests by 42 percent by posting its most requested reports, enforcement actions, and prior FOIA responses.
Empowering People
Hospital performance information now appears in standard Internet search results because of the Department of Health and Human Service’s opening up of data. This means that a person researching hospitals will immediately be able to compare the quality of care provided by the different facilities in their area.
Six federal agencies collaborated to create Recalls.gov, a virtual “one-stop” portal for U.S. product recalls, complete with a mobile phone application, alerts for new recalls, photos of recalled products, and information on what to do with recalled products.
Increasing Accountability
A new dashboard, Paymentaccuracy.gov, shines a light on the hundreds of billions of dollars wasted on improper payments and increases the accountability of agencies, encouraging them to address these problems.
Katherine McFate, President and CEO of OMB Watch, said of the report, “Fully implementing openness policies and integrating new technologies into executive branch operations is a monumental task and the job is far from complete, but this Status Report shows how much progress has been made by the administration and that the culture of many agencies is changing.”
The report shows that administration staff listened to critiques of its open government efforts thus far and responded. The report concludes with a lengthy section on the administration’s plans for making more improvements.
It is very encouraging that the administration took the time to do such an in-depth self-assessment. Many have said, quite correctly, that open government is not a set of tasks, but a process. Open government is about changing how the government operates, and accomplishing that kind of a culture shift requires constant focus and effort. This report indicates that the administration sees the whole open government mission as a “living effort” requiring benchmarking and updates and check-in on efforts to reflect accomplishments, new priorities, and continuing challenges.
A final comment: Given the important information and evaluations contained in the Status Report, it is disappointing that the administration’s communications staff released the report on a Friday afternoon, when media coverage and public attention are at a minimum. It is clear that thousands of people across federal agencies made a tremendous effort to advance the open government agenda. Their work should be recognized and praised. This excellent benchmarking report deserves much broader dissemination to the public than it seems likely to get.
(Sean Moulton 09/19/11; 0 comments)This morning, Vice President Joe Biden announced a major initiative to identify and eliminate government waste – the “Campaign to Cut Waste.” As Biden was announcing the initiative, President Obama issued a new executive order authorizing the main components of the campaign. The expansion of accountability measures for federal spending is a welcome and productive move by the administration.
The new effort seeks to build off the success of the Recovery Accountability and Transparency Board (Recovery Board) overseeing the hundreds of billions spent under the American Recovery and Reinvestment Act of 2009, also known as the stimulus bill. Biden credited the Recovery Board with keeping fraud and waste at an all-time low for recovery spending, thanks to new computer modeling and data analysis tools. Biden stressed the importance of deterring fraud before it ever occurs and praised the work of Earl Devaney, chair of the Recovery Board, for establishing a model that can be applied to all of government.
The executive order, “Delivering an Efficient, Effective, and Accountable Government,” expands aspects of the Recovery Act oversight to operate government-wide. First, the E.O. establishes an Accountable Government Initiative that will require cabinet-level agencies to regularly meet with the vice president to discuss progress on identifying waste. This type of regular oversight discussions with agency officials was seen as successful for the Recovery Board. The goals of the Accountable Government Initiative were first announced last September through an OMB memo from OMB Deputy Director for Management Jeffrey Zients, who is also the federal Chief Performance Officer.
The E.O. also assigned responsibilities to other officials, including Zients, who will lead on identifying practices that should be adopted across agencies and in facilitating reforms that require cross-agency coordination and cooperation. The director of OMB will provide agencies with guidance for identifying program overlap and duplication for the FY 2013 budget process. Within agencies, Chief Operating Officers are designated as the Senior Accountable Officials responsible for leading performance and management reform efforts, while the Chief Financial Officers will be responsible for achieving agency cost savings.
The E.O. also establishes a new Government Accountability and Transparency (GAT) Board to be made up of 11 members designated by the president from among agency Inspectors General, agency Chief Financial Officers or Deputy Secretaries, a senior official from OMB, and such other members as the president designates. This board, similar in responsibility to the Recovery Board, will provide strategic direction to agencies on this campaign and regularly report to the vice president. The board is also tasked to with reporting to the vice president in six months with proposals for integrating systems that collect and display government spending.
It is likely that Devaney will play a leadership role in the GAT Board, since Biden introduced Devaney and heavily praised him. Even as such, there was no formal announcement that Devaney or other members of the Recovery Board will be selected to be part of the new GAT Board or if the administration will simply seek to recreate the successful effort with new people. The Recovery board is set to expire in 2013 with the final expenditures under the Recovery Act.
Biden noted that the creation of the GAT Board is being coordinated in a bipartisan fashion with members of Congress. Demonstrating that support, Rep. Darrell Issa (R-CA) plans to introduce a bill at any moment that transforms the Recovery Board into a Federal Accountability and Spending Transparency Board (FAST Board). The FAST Board would consolidate USAspending.gov, Recovery.gov, and other federal spending websites and oversee a new website or portal to websites. The FAST Board would also have oversight responsibility like the GAT Board to prevent waste and fraud in government spending.
(Sean Moulton 06/13/11; 0 comments)Following last week’s hearing in the House Financial Services Committee and action by the Senate Judiciary Committee on the broad and unnecessary Freedom of Information Act exemption for the Securities and Exchange Commission, Congress moved quickly to approve legislation that will fix the controversial provisions.
Despite the SEC’s assurances that the exemptions are needed and will be applied narrowly, the legislative efforts to eliminate the language from the recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act have garnered surprisingly strong bi-partisan support. On Sept. 21, just four days after the Judiciary Committee unanimously approved the legislative fix, S.3717, the full Senate voted unanimously to pass the bill. Yesterday, the House followed suit and passed the legislation on a voice vote.
Senator Patrick Leahy (D-VT), who introduced S. 3717, said of the bill’s passage, “This new law will ensure that the Freedom of Information Act (FOIA) remains an effective tool to provide public access to information about the stability of our financial markets.”
S. 3717 now travels to the White House where, hopefully, President Obama will quickly sign it and complete the process.
(Sean Moulton 09/24/10; 0 comments)Yesterday, both the Senate and House addressed Section 929I of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which granted the Security Exchange Commission (SEC) a very broad exemption to the Freedom of Information Act (FOIA). The Senate Judiciary Committee approved legislation that would limit the exemption. Almost simultaneously, the House Financial Services Committee held a hearing to explore the issue of the need for such a broad exemption.
Public access advocates and government accountability groups have expressed concern that the provision grants SEC too much authority to withhold critical oversight and accountability information related to our financial system and thereby potentially reduce our ability to prevent future financial crises.
Sen. Patrick Leahy (D-VT), who introduced the Senate legislation (S. 3717) to restrict the provision, agreed with the raised concerns and said the provision "could be interpreted and implemented in a way that undermines the important goal of restoring transparency and accountability in our financial system."
Leahy’s efforts received strong bipartisan support. Sens. John Cornyn (R-TX), Charles Grassley (R-IA) and Edward Kaufman (D-DE) joined Leahy in co-sponsoring S.3717. And the Judiciary Committee unanimously approved the bill without amendment.
During the House Financial Services Committee hearing, SEC Chairman Mary Schapiro sought to sponsoring clarify the perceived need for the original provision to improve the cooperation of financial institutions with SEC examinations. Schapiro explained: “Section 929I enhances the Commission’s ability to examine regulated entities by making clear that the Commission may protect, in appropriate circumstances, information gathered in the examination process from the many entities it regulates, supervises or examines.” Shapiro also asserted that the agency’s intention to narrowly interpret the provision.
However, both Rep. Edolphus Towns (D-NY) and Darrell Issa (R-CA) testified in opposition to the FOIA provision. Towns claimed that despite the SEC promises of narrow interpretation, “the SEC has already indicated its willingness to exploit this loophole. In an action the SEC brought against a broker-dealer, the Commission tried to use section 929I to avoid an Administrative Law Judge's order to comply with a subpoena.” Towns has introduced H.R. 6086, to limit the agency’s authority to withhold information.
Angela Canterbury of the Project on Government Oversight, a government accountability public interest group, noted the SEC’s “history of wielding these exemptions to withhold more than it discloses” and urged the committee to repeal the provision by passing the Towns legislation. Canterbury went further and recommended Congress request SEC’s Inspector General conduct regular audits of the agency’s FOIA implementation as a means to bring the agency’s actions into better compliance with policies that direct agencies to favor disclosure.
The House Financial Services Committee has not yet scheduled a time to consider H.R. 6086 but given the attention on the issue, may move quickly to do so. The Senate Judiciary Committee’s approval of S. 3717 means the legislation could receive a floor vote at any time.
(Sean Moulton 09/17/10; 0 comments)Today, OpenTheGovernment.org released their annual Secrecy Report card, which tracks key indicators and statistics for executive branch secrecy. The Obama administration came into office placing a high priority on transparency and collaboration, promising to be the most open and accountable administration in history. The report, which covers the first 9 months of the Obama presidency, indicates the administration made noticeable progress in several areas.
According to Patrice McDermott, Director of OpenTheGovernment.org, “Encouraging trends are evident in these early months of the Obama Administration, in both FOIA and in general secrecy. In general, after hitting high water marks during the Bush Administration, statistics indicate the creation of new national security secrets is slowly ebbing.”
Unfortunately other statistics indicate that the administration still has areas to work on.
OMB Watch hopes the administration will be able to turn the corner on these lagging issues, such as declassification and open meetings, while continuing to improve areas like FOIA and original classification. Next year’s Secrecy Report Card should be even more telling about the administration’s ability to deliver on its promise of unprecedented openness.
(Sean Moulton 09/07/10; 0 comments)Today, the Obama administration releases a slew of plans, memos and other materials in its Open Government Directive process. All cabinet level agencies, as well as many independent agencies, are releasing Open Government Plans that layout what each agency will do to become more transparent, participatory and collaborative. In addition to the plans, the Office of Management and Budget (OMB) has issued memos on policy clarifications on the Paperwork Reduction Act, the creation of a regulatory identification number, and long term federal spending transparency.
The agency Open Government Plans probably represent the largest single coordinated effort by the federal government to make itself more transparent, participatory and collaborative. While not everything being released is a major leap forward, this process being established provides the public with a major vehicle to achieve continual improvements. Almost all the agencies have described the plans a first step or version 1.0 of their open government efforts, with plans to collect reactions and input and update the plans regularly.
A brief review of several agencies’ Open Government Plans reveals that there are plenty of impressive efforts being made throughout government:
These and other projects contained in the dozens of Open Government Plans coming out will no doubt need to be tweaked and expanded. But it is they represent strong positive steps toward a government that is open and honest with the public about its actions and performance on critical issues.
(Sean Moulton 04/07/10; 2 comments)President Obama just made a statement on Sunshine Week applauding the work done so far to make the government more transparent and recommitting his administration to be the most open and transparent. The statement highlights some of the accomplishments the administration has already racked up in this area including Data.gov, Recovery.gov and Executive Order on Classification. The President also states that while they "are proud of these accomplishment" that the "work is not done." This reality of progress being made but more still being needed is reflected in two reports released for Sunshine Week.
President Obama just made a statement on Sunshine Week applauding the work done so far to make the government more transparent and recommitting his administration to be the most open and transparent. The statement highlights some of the accomplishments the administration has already racked up in this area including Data.gov, Recovery.gov and Executive Order on Classification. The President also states that while they "are proud of these accomplishment" that the "work is not done." This reality of progress being made but more still being needed is reflected in two reports released for Sunshine Week.
The National Security Archive just released a government-wide audit on the Freedom of Information Act entitled "Sunshine and Shadows: The Clear Obama Message for Freedom of Information Meets Mixed Results." The report notes that agencies are more aware of President Obama's new more open FOIA policies then were previously aware of the more restrictive policies under the Bush administration. The audit also found that a number of agencies have taken steps to alter their implementation of FOIA in light of the new policies including new instructions for staff and increased training. However, the audit found that these changes were not yet widespread among agencies, especially smaller agencies. The recent data on the processing of FOIA requests is mostly inconclusive for many agencies. Hopefully, as more data comes out and agencies have more time with the new policies, the evidence of progress will be become more widespread.
The Associated Press (AP) also audited major agencies' FOIA implementation and found an increased us of exemptions that seems to differ from the policy direction laid out by the President. After reviewing the latest FOIA reports for 17 major agencies, the AP noted that use of all nine exemption categories have increased from the previous fiscal year while the number of requests have dropped. The article does point out that multiple exemptions can be cited for a single withholding decision and so the total numbers may included increased double counting rather than an increase in the amount of information withheld. The article also noted that significant early energy has been placed on reducing backlogs and the progress appears to have been made on this front.
I applaud the administration for the progress they have made thus far. The Obama administration has made government transparency a higher priority, and put forth more effort on the issue, then probably any previous administration. Changing decades old policies and culture to open up the way government operates is a tremendously challenging task that will not be completed in a single year. It may not be accomplish-able by a single administration. But if the Obama administration maintains its focus and energy on government openness, it seems we will find out just how much an administration can do.
As you probably know, the Obama administration released the Open Government Directive this morning. OMB Watch applauds this latest effort to create a more open and accountable government.

In this season of gift giving, the results appear to be well worth the wait. The president called for progress on three main principles – transparency, participation, and collaboration and the directive delivers on all three with specific requirements and deadlines for all agencies. The directive was comprised of four main components centered on very simple but important themes – publishing information; creating a culture of openness; improving data quality; and updating policies to allow for greater openness.
We are especially pleased to how many of the issues and concerns raised by the right-to-know community in the report called Moving Toward a 21st Century Right to Know Agenda. Among the 70 detailed recommendations in the report were requests for creating incentives for openness, interagency coordination, and publication of high-priority data that is currently unavailable – all of which are addressed in the new directive.
However, the proof is in the pudding. Implementation over the next few months will reveal how much new transparency we will actually receive from this process. This first step, the instructions to the agencies, has gone well, now our work must focus on ensuring the next step, implementation by agencies, goes equally well and produces substantive change.
Photo by flickr user seagers, used under a Creative Commons license.
(Sean Moulton 12/08/09; 1 comment)The Office of Science and Technology Policy is preparing to post a notice in tomorrow's Federal Register asking for ideas from the public on possible recommendations for the Open Government Directive they were tasked by president Obama to produce. 
Image by flickr user kofoed used under a creative commons license.
(Sean Moulton 05/20/09; 2 comments)On April 9 I introduced the need for improving the Toxics Release Inventory (TRI) and suggested three broad paths for achieving this. Here I discuss one path – expanding information. We always want more information. And for a while TRI was a program regularly searching for new data to report with new industries being added, new chemicals, lowering the threshold for some chemicals, and adding federal facilities. But recently we have gone backwards with an effort by the agency to raise the reporting thresholds and have fewer detailed reports filed.
There are three main ways I see that TRI can expand the data being reported 1) New toxic chemicals 2) New industries 3) Expand to important non-toxic chemicals.
Toxic Pollutants
According to the Government Accountability Office approximately 700 new chemicals are introduced each year. However, the TRI program has not added any new chemicals to the list of those requiring reporting since the expansion for reporting year 2000. That means approximately 5,600 (8 years * 700 chemicals) have been introduced without one reported on in TRI.
Obviously not every chemical is dangerous enough to merit being tracked in the TRI program. But with numerous new chemicals being introduced and new facts about the toxicity and risks from existing chemicals being discovered all the time, an eight-year freeze on expanding the chemicals being tracked seems pretty un-defendable.
California's Proposition 65 adds chemicals to its list of chemicals known to the state to cause cancer, birth defects, or other reproductive harm every year. The program also updates toxicity information for numerous listed chemicals each year. For example, last year California changed its classification for hexavalent chromium compounds. Hexavalent chromium was already listed as a carcinogen, but in December 2008 it was also listed as a developmental and a reproductive toxin.
I would recommend that EPA establish a process for the agency to regularly review and identify chemicals that need to be added. Currently, the program allows the public and state governors to petition for the addition or removal of specific chemicals. But that process is too passive. Many in the public trust the EPA to be the expert voice on the issue of toxicity or risk from chemicals. In EPA’s review process, special emphasis should be placed on chemicals already identified by states, other federal agencies or other countries as toxic. The agency should consider adding chemicals in batches every four or five years. This time frame would prevent the TRI list from becoming out of date but also allow for trends within the data to be examined before reporting requirements change.
Expanding covered industries
Once again it is important to note that EPA has not reviewed industries to possible addition to the program since the mid-1990s. And while many of the larger industries that generate toxic pollution are already a part of the program, there are noticeable oversights.
For instance, oil and gas extraction facilities are not covered under TRI but produce tons of hazardous waste that has been documented to have polluted drinking water sources (see hydraulic fracturing. Some groups have suggested airports which are near population centers and have issues with toxic jet fuel, de-icing chemicals and other toxic products used in large quantities. Concentrated animal feeding operations (CAFOs) are another possible industry. The CAFOs are huge emitters of ammonia among other toxins, and including them would provide needed transparency regarding these expanding facilities.
Once again we recommend that EPA establish a process to regularly review industries that might be included in the TRI program to identify the highest priority ones. The timeframe should be the same as the process to review chemicals for possible inclusion to minimize the disturbance changes in the program create for trend analysis. It should also be noted that if EPA were to expand the chemicals being tracked, then some industries might become more important to have in the TRI program.
Breaking Free of Toxics Limitation
Probably the boldest expansion that people have spoken of would be to add chemicals that aren’t specifically toxic to humans to the TRI program. The idea would be to truly transform the TRI into a pollutant reporting system. The program already has the authority to list chemicals that are environmentally toxic, but the agency and others have often been reluctant to pursue this vein of chemicals in TRI. Toxicity has been a good starting point for our focus on pollution in TRI but it is time to grow beyond that and begin addressing the many other reasons to track and reduce pollutants.
The timeliest group of non-toxic pollutants to consider is Greenhouse Gas emissions. The EPA is establishing requirements for a greenhouse gas registry and some regulatory effort to control these emissions in the near future is highly likely. There has been discussion over what role there is for TRI in a greenhouse gas reporting system. From my viewpoint there are both pros and cons to including greenhouse gas emissions in TRI
The TRI program has several advantages that make it an attractive option for playing a role in reporting greenhouse gases. It is a well established, annual EPA reporting project for facility specific releases that has well developed electronic reporting mechanism. However, there are also limitations that would need to be addressed. For instance, the TRI program is currently missing several important industry sectors for greenhouse gases and has no easy way to cover the significant transportation component. Also, the TRI program tracks estimates of releases and transfers but if a cap-and-trade system is pursued for greenhouse gases, the numbers might need to be more accurately measured.
So the decision for possibly adding greenhouse gases to TRI is still not clear, but I strongly recommend that the agency begin incorporating more chemicals that while not immediately toxic to humans contribute to ongoing environmental problems.
If a greenhouse gas registry, or a database of other chemicals, is tracked separate from the TRI program, then there should be an easier way to connect that information with the data from the TRI program. This is the next path for improvement, connecting TRI to other data to give the public a better look at the big picture.
Next blog post: Making connections to other data.
(Sean Moulton 04/10/09; 0 comments)