President Obama just made a statement on Sunshine Week applauding the work done so far to make the government more transparent and recommitting his administration to be the most open and transparent. The statement highlights some of the accomplishments the administration has already racked up in this area including Data.gov, Recovery.gov and Executive Order on Classification. The President also states that while they "are proud of these accomplishment" that the "work is not done." This reality of progress being made but more still being needed is reflected in two reports released for Sunshine Week.
President Obama just made a statement on Sunshine Week applauding the work done so far to make the government more transparent and recommitting his administration to be the most open and transparent. The statement highlights some of the accomplishments the administration has already racked up in this area including Data.gov, Recovery.gov and Executive Order on Classification. The President also states that while they "are proud of these accomplishment" that the "work is not done." This reality of progress being made but more still being needed is reflected in two reports released for Sunshine Week.
The National Security Archive just released a government-wide audit on the Freedom of Information Act entitled "Sunshine and Shadows: The Clear Obama Message for Freedom of Information Meets Mixed Results." The report notes that agencies are more aware of President Obama's new more open FOIA policies then were previously aware of the more restrictive policies under the Bush administration. The audit also found that a number of agencies have taken steps to alter their implementation of FOIA in light of the new policies including new instructions for staff and increased training. However, the audit found that these changes were not yet widespread among agencies, especially smaller agencies. The recent data on the processing of FOIA requests is mostly inconclusive for many agencies. Hopefully, as more data comes out and agencies have more time with the new policies, the evidence of progress will be become more widespread.
The Associated Press (AP) also audited major agencies' FOIA implementation and found an increased us of exemptions that seems to differ from the policy direction laid out by the President. After reviewing the latest FOIA reports for 17 major agencies, the AP noted that use of all nine exemption categories have increased from the previous fiscal year while the number of requests have dropped. The article does point out that multiple exemptions can be cited for a single withholding decision and so the total numbers may included increased double counting rather than an increase in the amount of information withheld. The article also noted that significant early energy has been placed on reducing backlogs and the progress appears to have been made on this front.
I applaud the administration for the progress they have made thus far. The Obama administration has made government transparency a higher priority, and put forth more effort on the issue, then probably any previous administration. Changing decades old policies and culture to open up the way government operates is a tremendously challenging task that will not be completed in a single year. It may not be accomplish-able by a single administration. But if the Obama administration maintains its focus and energy on government openness, it seems we will find out just how much an administration can do.
James Madison’s birthday is an exciting time for open-government wonks. Madison, the father of our Constitution and fourth president, was an outspoken advocate of open government. This is why we dedicate an entire week to heightened public advocacy of transparency issues through public events, legislative initiatives, and op-eds. This year offers several opportunities for public participation.
This week, our blog will be highlighting some basic ways to access government information such as how to use the Freedom of Information Act, how to access government data, and to know what information is already available to you as a citizen.
The week kicks off nationally today, March 15, with the 2010 National Freedom of Information Day Conference at the First Amendment Center. The theme of this year’s conference is to assess the current state of government openness and then to look forward to what we can expect in the near future. Concluding the week’s events will be a tri-panel webcast on March 19 sponsored by OpenTheGovernment.org and hosted by the Center for American Progress. For more events during the week, see the Sunshine Week calendar here.
There are a number of activities going on at the regional, state, and local levels as well. For more information about these events you can look up your local coordinator here and contact them.
Today, the DC Circuit court reissued an opinion in Public Citizen v. OMB that rejected the agency’s use of exemptions 2 and 5 of the Freedom of Information Act (FOIA). OMB had attempted to withhold information from Public Citizen that detailed which agencies submit materials to Congress without clearance by OMB. This court case adds an important legal support to the FOIA practice of discretionary disclosure.
Exemption 2 of the FOIA allows agencies to withhold information concerning internal personnel rules and practices while exemption 5 applies to inter- and intra-agency materials that are pre-decisional and deliberative. However, the DC Circuit found that the records have nothing to do with OMB’s internal practices. Further, for exemption 5 to apply the records must be both pre-decisional and deliberative which do not apply in this instance. Therefore, neither exemption can apply to these records in full.
This case is an important one in that it limits the way these specific FOIA exemptions can be used by agencies to withhold information from the public. Government openness advocates have long argued that these exemptions are applied too broadly by agencies.
Although the Obama administration has attempted to better define the applicable uses of these exemptions, advocates have not seen a decline in their actual assertions. The Office of Information Policy at the Justice Department released a memorandum last May that instructed agencies to exercise greater discretion to release information under both of these exemptions if there would be no reasonably foreseeable harm from release. Far too often, agencies will use exemption 5 to withhold records in their entirety when only part of the information in an entire document might actually fall under that exemption. Further, agencies usually take vast liberties to apply exemption 2 broadly and withhold information that could inform the public in regard to activities of the government. Hopefully this case will help push agencies to better comply with executive branch FOIA policy.
Earlier today, the Recovery Board released the list of Recovery Act recipients who did not file during the second reporting period. According to the Board, recipients of 1,036 awards failed to file during this quarter, which was from Oct. 1 through Dec. 31. That number represents a whopping 76 percent decline from the first reporting cycle, which saw 4,359 missing award reports, and is less than one percent of all the award reports. Equally good news is that of the 1,036 missing reports, only 389 were from "repeat offenders," or recipients who failed to file in both quarters.
The trend from the non-filer list echoes other data the Recovery Board also posts, such as the late filers and report corrections. According to the Board, the second reporting cycle saw half as many late reports, which are award reports filed after the filing deadline. This past cycle, 7.3 percent of recipients filed late, down from 14.9 percent of reporters in the first round of reporting, and of these late reports, a vast majority of them were not repeat offenders. Similarly, only 12.75 percent of award reports were changed after the fact (recipients can change their reports for several months after the filing deadline), as opposed to over 21 percent in the first round.
These data sets show what we've been assuming would happen: Recovery Act recipients are learning. As time passes, and recipients learn how the reporting system works and how they're supposed to file, the number of reporting errors are slowly decreasing. More recipients are reporting on time, fewer are forgetting to report (or are understanding that they have to report), and there are fewer mistakes to correct after the fact. And this progress is despite the fact that there are more award reports in the second round than the first.
This trend will probably continue over the coming cycles, although it will be interesting to see if it hits a floor at some point, i.e. if there is some baseline level of user error we just can't escape.
The next important statistic to look at will be the change in data quality between quarters. While we know recipients are learning how to file, what we don't know is if they are entering better quality information this time around. Are there fewer award amount errors? Fewer job counting errors? Late reports are bad, but flawed data is even worse.
Image by Flickr user ekilby used under a Creative Commons license.
(Sam Rosen-Amy 02/25/10; 0 comments)Curious about the information government is tracking about your community’s health? What about data on the wetlands in your area? Or perhaps the federal contracts going to your community’s businesses? Well, now is the time to let the government know what you want to see. They're listening.
All agencies are currently soliciting public input into what federal information to release via Data.gov. If you know what kinds of information would be useful to you, even in the broadest sense, then you can submit your request directly to the agency. You can also view other items your fellow citizens have requested.
The best way to submit your ideas is to go to the OpenGov Open Feedback Firehose over at Intelletics. The Firehose is a catalog of all the portals where you can submit requests to specific agencies. Simply click on the link to the agency you want speak to, sign in, and leave your comment. You can also vote on the requests made by others!
As the role of the Internet in daily life expands rapidly, and with the role of newspapers and traditional journalism in steep decline, the Federal Communications Commission (FCC) is soliciting public input on possible changes to federal policy. These policy changes would, hopefully, ensure that media remains strong enough to inform the public, protect consumers, and hold our leaders accountable.
According to a recent study by the Knight Commission on Information Needs of Communities in a Democracy, “Emerging media have become amazing forces for enabling people to connect. But their full potential is not yet realized in the service of geographic communities, the physical places where people live and work.” For this reason, the FCC is attempting to identify policy changes that will help bridge this digital divide while also protecting first amendment rights. Potential policy changes include regulatory change effecting broadcast and online communication and may alter the economic structures of media.
The FCC is soliciting public input to questions divided into six categories:
You may participate in the discussion online.
(Roger Strother 02/23/10; 0 comments)
Today marks the one-year anniversary of the signing of the American Recovery and Reinvestment Act of 2009 (ARRA or Recovery Act). We're going to put up some more substantive posts later, but I thought these graphs in the New York Times really get to the heart of the "did it work" question.
Imagine if, one year ago, Congress had passed a stimulus bill that really worked.
Let’s say this bill had started spending money within a matter of weeks and had rapidly helped the economy. Let’s also imagine it was large enough to have had a huge impact on jobs — employing something like two million people who would otherwise be unemployed right now.
If that had happened, what would the economy look like today?
Well, it would look almost exactly as it does now. Because those nice descriptions of the stimulus that I just gave aren’t hypothetical. They are descriptions of the actual bill.
Despite the nearly 2 million jobs that wouldn't have existed without the act or the additional 2 to 3 percentage points in additional GDP growth, only 6 percent of the public thinks the Recovery Act has already created a substantial number of new jobs, while only 41 percent think it eventually will.
This is probably driven by the current awful unemployment rate, but the enormity of the gulf between ARRA (and economy watchers) and the general public is striking. And this is all despite the fact that Recovery Act spending is the most transparent in history.
Image by Flickr user smcgee used under a Creative Commons license.
(Craig Jennings 02/17/10; 3 comments)On Friday, the White House met another Open Government Directive deadline by issuing a framework for federal spending data quality. The framework requires that agencies submit plans by April 14 for improving quality of their spending data, implementing internal controls and process changes.
Current challenges that need to be addressed such as missing data, duplicate data, and inaccurate data. The new policy is meant to meet some of these problems, but it doesn’t do so as completely or thoroughly as it might have. For instance, it doesn’t allow for independent data quality verification whether from inspectors general or by comparing the data to the Treasury Department’s disbursements.
According to the policy, OMB is to monitor progress through “potential” dashboards that will be publicly available. However, it doesn’t promise to make agency data quality plans public. How can we know how well the data verification process is if we don’t have the plan? Regardless, this is a positive step forward to ensuring consistency in data reporting.
Once the plans are received, OMB will provide initial feedback by April 30 and work with agencies to develop final plans which are due on May 14. Although the framework states that portions of the plans will be used to monitor agency implementation, they do not mention any mechanism to be provided to the public to report data and implementation problems.
(Roger Strother 02/15/10; 0 comments)
Yesterday, a group of organizations, including OMB Watch, submitted concerns with the high-value datasets published on Data.gov in compliance with the requirements of the Open Government Directive (OGD) issued on Dec. 8. The OGD required that agencies submit at least three high value datasets within 45 days through Data.gov. These groups outlined the major problems with the site and its implementation thus far. I have summarized these issues below.
Yesterday, a group of organizations, including OMB Watch, submitted concerns with the high-value datasets published on Data.gov in compliance with the requirements of the Open Government Directive (OGD) issued on Dec. 8. The OGD required that agencies submit at least three high value datasets within 45 days through Data.gov. These groups outlined the major problems with the site and its implementation thus far. I have summarized these issues below.
Format & Usability
A major concern of the community is that releasing data in specific formats may make it more usable to coders and the tech-savvy, but not to the general public writ large. If data is solely released in formats such as XML or CSV leaving the majority of the public unable to decipher these raw formats then Data.gov’s attempt to make the government more transparent has failed. What good is information if we can’t read it?
The solution? We proposed that the administration strike a balance between releasing data in machine readable formats and presenting the data to the public through web-based interfaces. Web-based interface can be designed in a user-friendly way that aggregates the raw data for quick and convenient access.
Definition of High Value
The OGD mandated that agencies release three “high-value” datasets on Data.gov. However, the Sunlight Foundation noted that only 16 of the 58 datasets posted by major agencies were previously unavailable. The vast majority of released datasets were already online but not in machine readable format. This meant that the administration only picked the low-hanging fruit in its first data release. On the other hand, the data was now available in a central location and in a better format.
Still, this leaves open the question of how the government is defining “high value.” According to the Open Government Directive, high value data is information that can be used to increase agency accountability and responsiveness; improve public knowledge of the agency and its operations; further the core mission of the agency; create economic opportunity; or respond to need and demand as identified through public consultation. Yet, the agencies do not have to demonstrate how the releases they submit qualify under these categories. To resolve this issue we expressed the need for such a requirement. Other things we asked for: notations that indicate which datasets are already available and unavailable as well as datasets that help hold agencies accountable for their policies and spending decisions.
Data Quality
This third issue mainly centers on the fact that some datasets could not be opened, were missing portions, or missing headers. Missing headers, of course, means the data cannot be used even by coders. Moreover, it was discovered that some of the datasets were being quietly removed from the site without public notification.
Here, we stressed the need for a better feedback mechanism than what exists on the site. We made the point that there needs to be a system to report problems with specific datasets. Further, we asked that all datasets on Data.gov be directly associated with their code sheets.
Ultimately, this is a great first step in showing the amount of data the agencies are capable of putting out in machine readable format. Never before have we been able to access so much raw data in one place. Despite the short deadline for this disclosure, several executive agencies released more than the required three datasets. The implementation, however, needs to be improved through creating public facing interfaces, requiring agencies to demonstrate the value of the data, and by providing a means of user feedback.
In order to improve Data.gov and the range of data included on the site, the administration is welcoming comments on its blog, Join the Dialogue. Additionally, Data.gov allows users to rate each dataset for ease of access, usefulness, data utility, and an overall ranking.
To read the group’s arguments and other points of contention in full, see the letter we sent here. Feel free to give us your feedback.
(Roger Strother 02/04/10; 0 comments)
There’s no time like the holidays – when packages are wrapped up tight with paper only to be torn apart – to talk about paperwork. That’s why OMB Watch has submitted to the White House comments on improving implementation of the Paperwork Reduction Act. (Actually, we submitted the comments in response to an Oct. 27 Office of Management and Budget request published in the Federal Register.)
The Paperwork Reduction Act, or the PRA, is most commonly known for its requirement that agencies seek White House approval on forms and surveys collecting information from ten or more people and that those forms and survey bear an OMB control number. You may notice control numbers on everything from tax returns to FAFSA forms.
But the PRA is so much more. It covers a host of information management issues including information dissemination and information resources management – issues that OMB and agencies have given short shrift in the PRA’s history.
The comments are organized into three sections. The first section discusses OMB Watch’s outside perspective of the OMB review of agency information collection requests and calls on the administration to provide agencies with more flexibility. The second section discusses information collection under the PRA in light of the rapid technological and Web improvements of the last several years and urges the administration to capitalize on those improvements to increase transparency and enhance citizen engagement. The third section identifies PRA responsibilities other than information collection and calls on the administration to reorient itself toward those functions, most importantly information dissemination and information resources management.
We submitted the comments on Dec. 26, though they have yet to appear on Regulations.gov, the public portal for submitting comments to the government. You can download OMB Watch's comments here.
Image by Flickr user Tbertor1, used under a Creative Commons license.
(Matthew Madia 01/04/10; 0 comments)