Blog Posts in Notice and Comment

Rushing To a Full Stop: Obama Gets It Right When He Talks About the Keystone Pipeline

 
Rejecting the Keystone XL pipeline this afternoon, President Obama blamed a short-circuited process that didn't allow the State Department to gather all the information it would have needed to consider before approving the permit.
 
In a statement, Obama said that "the rushed and arbitrary deadline insisted on by Congressional Republicans prevented a full assessment of the pipeline’s impact, especially the health and safety of the American people, as well as our environment."  Last November, he explained it this way:
 
"Because this permit decision could affect the health and safety of the American people as well as the environment, and because a number of concerns have been raised through a public process, we should take the time to ensure that all questions are properly addressed and all the potential impacts are properly understood.  The final decision should be guided by an open, transparent process that is informed by the best available science and the voices of the American people."
 
Obama is exactly right on those points.  At their core, agencies basically have one mission: to protect the well-being of the public.  The regulatory process is supposed to be about collecting and evaluating public input and the best available evidence, then making the decisions which best achieve that core goal.
 
As we wrote on Jan. 10, congressional Republicans made this virtually impossible by slipping a provision into the payroll tax bill that demanded a final ruling on the pipeline permit within 60 days.  This kind of obstructionism is just one in a string of examples of how political meddling in the regulatory process makes it harder for agencies to protect the American public.   

 

(Jessica Randall 01/18/12; 1 comment)

Agencies’ Regulatory Review Plans To Be Released Soon

 

Today is the deadline for federal agencies to submit their final plans for reviewing existing regulations to the Office of Management and Budget (OMB). The plans are the second step in a process outlined by the Obama Administration to get rid of redundant, needlessly burdensome and outdated rules.

In a Jan. 18 Executive Order (E.O. 13563), President Obama reaffirmed a Clinton directive that federal agencies should have plans in place to periodically review existing regulations to ensure that rules are up-to-date, relevant and effective. In addition to creating an ongoing plan, the E.O. instructed agencies to submit proposals for specific rules to be modified, streamlined, expanded or repealed. The E.O. also stressed the importance of public participation in the rulemaking process and encouraged agencies to make rules accessible on the Internet in addition to publishing them in the Federal Register.

Thirty government agencies and commissions submitted preliminary plans, which were released to the public on May 25. Some agencies, such as the Environmental Protection Agency (EPA) and the Department of Transportation (DOT), provided in-depth discussions of the regulatory review process, indicated how the agency will increase public involvement, and included lists of rules to be re-examined. Others provided cursory descriptions of their look-back process and did not specify which rules they will be reviewing. In addition, while the January E.O. indicated that the plan was supposed to cover "existing significant regulations," many agencies announced that all rules will be subject to the review, no matter what stage they are in the rulemaking process. OMB Watch is concerned that the inclusion of unfinished rules in the reviews may lead to political or industry interference in the rulemaking process.

The Obama Administration provided guidelines (here and here) for the content and timeline of the finalized plans. The final versions are expected to contain more cost-savings information and list specific rules to be modified, streamlined, expanded or repealed. They are scheduled to be released to the public on Aug. 22. Check back with OMB Watch later this month for in-depth analysis of these plans.

(Katie Greenhaw 08/01/11; 0 comments)

FDA Cracking Down on Dangerous Food Imports

 

The Food and Drug Administration (FDA) issued two new standards May 4 intended to protect Americans from potentially contaminated foreign food. From the agency:

The first rule strengthens FDA’s ability to prevent potentially unsafe food from entering commerce. It allows the FDA to administratively detain food the agency believes has been produced under insanitary or unsafe conditions. Previously, the FDA’s ability to detain food products applied only when the agency had credible evidence that a food product presented was contaminated or mislabeled in a way that presented a threat of serious adverse health consequences or death to humans or animals. [...]

The second rule requires anyone importing food into the United States to inform the FDA if any country has refused entry to the same product, including food for animals. This new requirement will provide the agency with more information about foods that are being imported, which improves the FDA’s ability to target foods that may pose a significant risk to public health. 

These are the kinds of commonsense safeguards that we should expect from our government. If a government scientist or other expert suspects that food could be dangerous, he or she should be able to check it out. And at the risk of sounding ignorantly American, if food isn’t good enough for another country, it shouldn’t be good enough for the U.S.

Foodborne illness sickens one in six Americans, hospitalizes 128,000, and kills 3,000 every year, according to the CDC. It’s one of those hazards that we can’t be expected to protect ourselves from without help – help that can come in the form of safeguards established by the FDA and other agencies.

The standards, both issued as interim final rules, are the first display of FDA’s enhanced rulemaking authority provided by the Food Safety Modernization Act, a sweeping food safety reform package signed into law in January after months of legislative deal-making. The rules are effective July 3.

(Matthew Madia 05/06/11; 7 comments)

EPA Again Refuses to Prevent Massive Fish Kills

 

The U.S. Environmental Protection Agency (EPA) this week proposed standards for facilities that use natural waters to cool equipment, but the proposal does not require technology that would prevent millions of fish from being sucked in with the water.

In the proposed rule, EPA said it would allow states to decide how to manage ecological impacts, rather than requiring readily available technology that recycles water in the facility. This is the second time EPA has gone through this rulemaking, and the second time it has chosen not to require a closed system for cooling water intake structures.

Environmentalists are unhappy with the proposal. Reed Super, an attorney that represents environmental groups, said, “EPA has the ability to set national standards that would protect the environment with readily-available and affordable technology, but has instead abdicated the responsibility to state agencies who are simply not equipped to make these decisions alone.”

We’re not talking about just a handful of fish here. Environmentalists estimate that billions of fish can be killed by just one of these structures. “EPA’s proposal will perpetuate the unacceptable status quo that has allowed antiquated plants to withdraw nearly 100 trillion gallons from our waters each year and indiscriminately kill fish and wildlife, instead of recycling their cooling water as modern plants have for the last three decades,” Super said.

It is unclear why EPA chose a less protective option, but one cannot help but wonder whether the agency is gun shy after months of nonstop scrutiny in Congress, which is peeved by seemingly every new requirement EPA proposes. The Senate may vote as soon as today on legislation that would strip the EPA of its authority to regulate carbon pollution under the Clean Air Act. Might EPA be attempting to preempt criticism with a more industry-friendly – and therefore more Congress-friendly – proposal?

(Matthew Madia 03/30/11; 0 comments)

Labor Department Takes Comments on Regulatory Review

 

The Department of Labor announced March 16 that it will accept public comments on its plan to review existing regulations and their impact. Labor, like all agencies, is conducting the review in accordance with an executive order President Obama signed Jan. 18.

“The Department also requests that submitters provide, in as much detail as possible, an explanation of why a regulation or reporting requirement should be modified, streamlined, expanded, or repealed, as well as specific suggestions of ways the Department can better achieve its regulatory objectives.”

The window for public input is quite small: the comment period closes March 31, only 15 days after the Labor Department opened it, and only nine days from now. The Department is hosting the public discussion using an interactive, blog-like interface at dolregs.ideascale.com.

The brevity may be a symptom of the time frame Obama gave agencies to work within when he issued his executive order. Obama gave agencies 120 days to develop a review plan, which they then must submit to the White House Office of Information and Regulatory Affairs. The 120-day deadline is coming up on May 18.

(Critics of Obama’s order and accompanying Wall Street Journal editorial, including OMB Watch, fear that the regulatory review is being conducted in response to congressional and lobbyist complaints about regulation, and that the review will be used to generate a hit list of regulations industry wants to undo.)

Hopefully, in that short time period, the Labor Department will hear about the important role its standards play in the preservation of worker health, safety, and rights. American workers depend on rules written by Labor Department agencies like the Occupational Safety and Health Administration, the Mine Safety and Health Administration, and the Wage and Hour Division, as well as the proper enforcement of those rules.

The Labor Department joins the Environmental Protection Agency and the Department of Homeland Security as the only agencies, as far as I know, to invite public comment on the regulatory review process.

(Matthew Madia 03/22/11; 1 comment)

Who’s Really Behind Lawmakers’ Attacks on Regulation?

 

Paul Blumenthal from the Sunlight Foundation describes on The Huffington Post how the for-profit college industry is leveraging campaign contributions to convince Congress to do the industry’s bidding.

Pending Department of Education standards for for-profit colleges are among the many regulations anti-regulatory lawmakers have been complaining about. Why are the rules so dastardly? The Department of Education wants to hold for-profit colleges accountable by requiring them to ensure that their students graduate prepared for the workplace and can maintain gainful employment. The rules would cut federal funding for for-profit colleges (which receive a greater share of taxpayer dollars than do traditional colleges) if they do not meet the gainful employment standards.

Lawmakers have sent several letters to the Department of Education voicing their opposition, Blumenthal writes, and certain representatives' views on the issue appear to be influenced by their polticial donors:

Campaign finance records show thirty-five contributions totaling $40,500 to Reps. Buck McKeon and John Kline from executives, employees, and political action committees of Corinthian Colleges, Education Management Corp., and the Keiser University system reported on May 28, 2010. The two Republican congressmen each held the position of ranking member of the Education & Labor Committee in 2010; Kline is currently the chairman of the committee. 

Blumenthal also finds that the transmission of the letters often occurred amid a flurry of campaign contributions from the for-profit college industry:

Rep. Alcee Hastings signed his name to more letters than any other congressman. Hastings received seven contributions totaling $7,400 over the course of one week in April. This occurred in between Hastings signing a letter on March 22 and a second letter on April 30. 

In some instances, the contributions were almost Pavlovian: “[Rep. Donald] Payne would sign a fourth letter on September 8, a date on which he also reports receiving a $1,000 contribution from Bridgepoint Education.”

This kind of quid pro quo is what often frustrates America about Congress, and it’s exactly why we need to maintain skepticism about congressional attacks on regulation, regardless of the issue.

(Matthew Madia 03/11/11; 1 comment)

Reforming the Rulemaking Process Requires More than New Technology

 

Editor's Note: This post was originally published as a comment in response to "Turning Rule Writers Into Problem Solvers: Creating a 21st Century Government That's Open and Competent by Improving Regulation and Regulatory Review" on Cairns Blog. Additionally, a correction was made in this version regarding the number of comments EPA received in response to its TRI rollback rule during the Bush administration.

The three ideas for reforming participation in the rulemaking process in Beth’s Noveck's blog post, "Turning Rule Writers Into Problem Solvers: Creating a 21st Century Government That's Open and Competent by Improving Regulation and Regulatory Review," may or may not be useful. They certainly can and should be tested empirically. But the focus on these participation issues must be complemented by reform of the rulemaking process itself.

There are numerous problems with the process. A mainstay of our current rulemaking approach involves comparing costs and benefits. Yet most often, federal agencies end up relying on the regulated community’s estimate of its compliance costs. When cost estimates originate from the regulated community, they are likely to have biased outcomes – especially when there is no way to verify them. Since all decisions about the regulation start with these numbers, we are building a house on a faulty foundation. Moreover, these cost estimates are never tested once the regulation is put into place, even though there is ample evidence that implementation costs go down with technological innovations and other market-based solutions.

If rulemaking is guided by cost and benefits, why is there no assessment for the cost of delay? Not looking at the cost of delay harms the public but benefits the regulated community. If we don’t look at the cost of delay, there is little incentive for action.

Under today’s rulemaking approach, participation is skewed. Small businesses and state/local/tribal governments get special access to discuss proposed rules before the public does. When there is an opportunity for selected audiences to interact with agencies at the expense of other audiences, such as beneficiaries, it raises questions of fairness. It also contributes to a perception that special interests have taken over the rulemaking process – and if not a takeover, then certainly a cozy relationship, such as the relationship that existed between the former Minerals Management Service and the energy industry.

The amount of analysis and paperwork associated with a rulemaking that an agency must go through has become absurd. Through organic statutes, Congress often requires analyses – and each administration tends to add more analytical requirements (often without eliminating old ones). The result is what some experts call “paralysis by analysis,” which, of course, tilts the regulatory playing field in favor of inaction.

I could go on listing the problems with the rulemaking process, not to mention the lack of public education in our schools about administrative government and civic participation. Technology may play some role in making things better, but fundamental policy reform is even more essential.

Additionally, technology solutions skirt the reality that politics play in rulemaking decisions. During the Bush administration, EPA received more than 122,000 comments opposing efforts to reduce data collection under the Toxics Release Inventory (TRI) and only a handful supporting EPA’s effort. Yet EPA moved forward with its proposed gutting of the TRI program. Why participate in a rulemaking process that may be rigged from the start? It fosters disenchantment and discourages meaningful participation.

Beth’s third idea raises concern about who would participate in providing alternative ideas with empirical data to support the idea. Certainly average citizens do not have the technical expertise for such efforts, and most nonprofits don’t either. Most likely, it would be Big Oil, Wall Street, and other regulated special interests that would have the resources to provide the empirical support for ideas. They already do that now. While there should be pilot projects to test Beth’s ideas, let’s not get giddy about technology suddenly changing all power dynamics. Technology may provide tools to help, but it is not necessarily the solution.

Maybe it is coincidental that 2012 is an election year, and it appears that President Obama is suddenly using the rulemaking process as a tool to reach out to the business community. But since last week’s new regulatory policy directives that Beth describes, we’ve seen decisions on regulations that seem to benefit corporate interests. For example:

  • On Jan. 18, rules under the H-2B Visa Program, a program that improved the process for setting wage rates employers must pay to temporary foreign workers, came out. But the implementation was delayed until at least 2012.
  • On Jan. 19, OSHA backed off a proposed workplace noise rule in response to complaints from major business groups.
  • On Jan. 21, FDA withdrew its draft guidance on menu-labeling regulations and instructed states and localities to hold off on enforcement until a final federal rule is published.
  • On Jan. 25, OSHA suspended its proposed rule to restore a tracking mechanism on employer injury and illness logs for work-related musculoskeletal disorders.

In each of these cases, there may be legitimate – even rational – reasons to slow down or scotch the regulation. But if a perception grows that the Obama administration is capitulating to business interests over public interests, the best public participation approaches in the world are not going to result in a stronger democracy.

(Gary Bass* 01/27/11; 0 comments)

Administration Looks to Expand Online Access to Rules

 

The Obama administration has released a best practices document aimed at improving the efficiency and usability of the federal e-rulemaking system. The best practices could lead to significant improvements for Regulations.gov – the public portal where users can find information and comment on rules.

The document emphasizes the need to provide the public with more information about the “lifecycle” of a rulemaking. That’s exactly the right focus for the E-Rulemaking Program (housed at the Environmental Protection Agency) to maintain. Too often, users’ interaction with material on Regulations.gov provides only a snapshot of a rulemaking. It can be difficult to tell where, as a user or commenter, you fit into the process.

Two major points in the document are worth highlighting. First, rules posted on Regulations.gov will include a timeline showing their development. The timeline will correspond with the rulemaking stages in the Unified Agenda – a semiannual listing of all agencies’ rulemakings – which is located on another website, RegInfo.gov. (I hope that, as part of this effort, Regulations.gov and RegInfo.gov are better integrated. RegInfo.gov also houses information on Office of Information and Regulatory Affairs (OIRA) reviews of agency rules.)

Second, the best practices identify certain types of documents that should be included in agency dockets. “Agencies should…[u]pload all publicly-available regulatory documents relevant to a rulemaking action on Regulations.gov, including public comments, notices of public hearings, Information Collection Requests, Environmental Impact Statements, significant guidance and regulatory impact analyses.” The instruction builds off a memo issued in May by OIRA Administrator Cass Sunstein.

This is a simple but important step that agencies need to take. Currently, “Some electronic dockets on … Regulations.gov are incomplete because they do not match their paper-based dockets,” leading to public confusion, the document rightly points out.

Turning these best practices into reality will be more of a challenge. The administration has yet to generate much fanfare on the issue of e-rulemaking or this document specifically. A sustained commitment is needed if agencies are to make public participation in rulemaking a friendlier experience.

There are signs that the administration may make e-rulemaking a higher priority in 2011. Last week, Sunstein was the keynote speaker at an event on e-rulemaking at the Brookings Institution where he put e-rulemaking in the context of President Obama’s open government efforts. OMB Watch Executive Director Gary Bass also spoke at the event. For more, visit Brookings’ website.

(Matthew Madia 12/09/10; 2 comments)

Last Chance to Comment on Coal Ash Rule

 

The public comment period for the U.S. Environmental Protection Agency’s proposal to regulate toxic coal ash ends today. OMB Watch urges you to tell the EPA to set standards fully protective of public health and the environment. You can submit comments at Regulations.gov, or, for more background and assistance, visit the website of Earthjustice, an environmental group campaigning in favor of strong coal ash standards.

Coal ash is a dangerous byproduct of coal combustion and can contain arsenic, lead, chromium, and other heavy metals. Reports link exposure to the toxic components in coal ash to cancer and other health problems. The toxins in coal ash can leach from landfills and surface impoundments into rivers, lakes, or streams, risking contamination of your drinking water. New calls for regulation of coal ash began in 2008 after an impoundment in Kingston, TN, failed, releasing 5.4 million cubic yards of coal ash that buried a community.

In its June 21 notice, EPA proposed two options for regulating coal ash. The first option would designate coal ash as a hazardous waste, requiring special handling, transportation, disposal, and any potential reuse. The second would regulate coal ash in a way typically only used to control less toxic wastes such as household garbage – an option that would limit EPA's responsibility and authority over coal ash management. The choice is clear: EPA must choose the first, stronger option to ensure that communities are protected.

(Matthew Madia 11/19/10; 0 comments)

EPA Delays Rewrite of Smog Standards

 

The U.S. Environmental Protection Agency (EPA) said last week that it will not meet an October deadline for finalizing new air quality standards for ozone, or smog. The announcement marks the second time in two months the agency has delayed the standard.

In January, EPA proposed tightening the public health standard for ozone to a level between 0.060 ppm (parts per million) and 0.070 ppm, down from the current standard of 0.075 ppm set by the Bush administration in 2008. The agency also proposed a separate, seasonal standard tailored to the environment. If finalized, the standards would align with recommendations made by EPA’s independent scientific advisers. The standards are expected to have a major positive impact in public health, reducing health risks and even preventing heart attack and death.

Initially, because environmental groups had sued the agency for setting a standard too weak to adequately protect public health, EPA had agreed to revise the standards by Aug. 31. In August, the agency asked for an extension “to sign a final rule on the reconsideration of the 2008 Ozone standard on or about the end of October 2010.”

Considering that conservatives lawmakers in both parties are increasingly assailing the EPA for what they perceive to be burdensome regulation, the cynic in me fears the announcement may be political. Did EPA delay the standard until after tomorrow’s midterm elections to stave off further criticism?

(Matthew Madia 11/01/10; 0 comments)