Yesterday, OMB Watch submitted its recommendations for the Obama administration's national plan for the Open Government Partnership (OGP). The administration will unveil its plan, with new concrete commitments to increase transparency, at the international OGP meeting on Sept. 20.
Seven other countries will also announce their national open government plans at that summit, organized around the United Nations General Assembly meeting. For the U.S. as well as the other participants, OGP has been an impetus to action for transparency. The national plan to be released in September is an important opportunity for the administration to expand on its progress in strengthening open government in order to empower Americans and build a better democracy.
In blog posts on Aug. 8 and Aug. 22, the administration asked for feedback on six topics to inform the development of its national plan. Reforms in these areas, including improving federal websites and promoting corporate accountability, would constitute a positive agenda for the U.S. Open Government Plan.
Our comments offer recommendations on each of the six topics. Among the ideas offered, OMB Watch encouraged the administration to:
In addition to these comments, OMB Watch has consulted with the administration on other topics that would make excellent contributions to the U.S. Open Government Plan. Meaningful reforms to the six consultation topics would be a significant step forward, but we hope that the administration will consider additional initiatives as well. For instance, the White House could establish an award, similar to the SAVE Award, to recognize the best contributions to open government by federal employees. Such an award could be an important way to foster a culture of openness within government and would be a helpful complement to the policy reforms the administration is considering.
We invite readers to join the discussion by sending their thoughts on the six topics by email to opengov@ostp.gov.
(Gavin Baker 09/01/11; 3 comments)
Even though Sunshine Week is officially this week, the House of Representatives got the ball rolling last Friday. The House Oversight and Government Reform Subcommittee on Technology, Information Policy, Intergovernmental Relations and Procurement Reform (say that ten times fast) held a hearing called "Transparency Through Technology: Evaluating Federal Open-Government Initiatives," although the hearing focused more on spending transparency than anything else. While one would expect that an oversight hearing in the House “evaluating” the Obama administration’s transparency efforts would be contentious, the most surprising aspect of the hearing was that it wasn’t.
The subcommittee’s chairman, Rep. James Lankford (R-OK), started the hearing off with a balanced tone. In his opening statement, Lankford commended the Office of Management and Budget (OMB), specifically on its efforts with USAspending.gov, Recovery.gov, and Data.gov. “It is not our intent today to belittle the efforts of this administration,” Lankford said, “only to discover the important lessons learned and to hear the steps being taken to move things forward.” It was good to see that the subcommittee was more focused on solving problems than scoring political points, a concern some have with a Republican House Oversight Committee.
The good feelings, however, didn’t last the entire hearing. Full committee chairman Rep. Darrell Issa (R-CA) was more critical of the administration than Lankford, calling the spending data "useless." Several members of the subcommittee were miffed that Daniel Werfel, the head of OMB’s Office of Federal Financial Management, asked to be on a panel by himself, citing an apparent long-standing precedent. The subcommittee’s vice-chair, Rep. Mike Kelly (R-PA), was particularly incensed, saying it betrayed the administration’s transparency rhetoric.
Eventually, the subcommittee got around to debating actual policies. With Sunlight Foundation executive director Ellen Miller as one of the witnesses, the conversation quickly focused on spending transparency and data quality. Subcommittee members used research from Sunlight to press two of the other witnesses, chief information officers (CIOs) from the departments of Agriculture and Education, on USAspending.gov data quality. Kaitlin Lee over at Sunlight has a pretty good rundown of two of the more contentious issues debated during the hearing, school lunch block grants and student loans. Sadly, the hearing provided little in the way of new details from the administration, with the CIOs simply saying that the administration is making unprecedented strides in spending transparency, and that their data isn’t as bad as Sunlight suggested.
In a more positive note, towards the end of the hearing, the subcommittee’s ranking member, Rep. Gerry Connolly (D-VA), brought up tax expenditure transparency. Saying “I don’t think we pay enough attention up here to tax expenditures,” Connolly correctly pointed out that they are a “real life spending item by any other name” and should be tracked. He asked Werfel what OMB was doing to make sure the federal government “shed enough light on tax expenditures and their relationship to the deficit.” Werfel dodged the question, saying he first needed to talk with Internal Revenue Service, but in a show of bipartisan support, Lankford chimed in, saying it’s important to have transparency in this area. With tax expenditures consuming a trillion dollars a year, we couldn’t agree more, and look forward to Congress and the administration working together on tax expenditure transparency.
Image by Flickr user cliff1066TM used under a Creative Commons license.
(Sam Rosen-Amy 03/16/11; 0 comments)On Tuesday, the House passed the Senate's amendments to the Government Efficiency, Effectiveness, and Performance Improvement Act (HR 2142), also called the Government Performance and Results Modernization Act. The bill now heads to President Obama for his signature.
The bill institutes a range of reforms to government performance management and planning. Among the changes are a number of transparency and reporting requirements which will significantly expand the amount of information available to the public about government performance.
Agencies will be required to post online their quadrennial strategic plans, annual performance plans, and annual performance reports. Performance reports for the first time will be required to include information on the data's accuracy and validity, and any limitations of the data.
In addition, the bill requires the Office of Management and Budget (OMB) for the first time to create a government-wide performance plan, and requires that the plan be posted online. The government-wide and agency plans will reference each other, identifying how each agency contributes to overall goals.
Initially, each agency's documents are required be posted on the agency's website. Starting FY 2012, all the performance documents must be posted on a single website in a searchable, machine-readable format.
That site will also contain information on all agencies' programs, including each program's description, how it contributes to the agency's mission and goals, and its funding level. The website will also list priority goals for agencies and the government overall, and will post quarterly results for each goal. The site will identify programs, policies, and tax expenditures contributing to each goal, with an assessment of whether or not they're working.
Making such a vast amount of new information available online could shed valuable light on how well federal agencies and programs are performing. The new site could potentially be a powerful tool in helping citizens to understand what they get for their money – and to demand that under-performing programs shape up.
But effectively communicating complex information about the performance of thousands of federal programs will be no mean feat. The right metrics and a coherent presentation will be needed to make the site accessible.
The requirements codify many of the elements detailed in a September 2010 OMB memo announcing performance.gov. That site is currently accessible only to government officials, although the memo indicated plans to open it to the public.
An interesting provision passed in the earlier House version but left out of the final legislation would have required linking programs' performance to their spending on USASpending.gov. It also would have required a report on the feasibility of including performance and spending information in a single site.
(Gavin Baker 12/23/10; 1 comment)Yesterday, the Sunlight Foundation launched Clearspending, an assessment of the federal government's spending reporting. As Sunlight's Ellen Miller explains, the investigation found widespread problems with data quality:
The data inaccuracies we uncovered account for 70 percent of the total $1.9 trillion in government spending data reported in that year. Some of the numbers are too big, some are too small and some are missing completely, while other spending data entries don’t have the detail that’s required or were reported months later than the law demands. (emphasis added)
Specifically, Clearspending looked at three metrics:
The study found widespread errors in each category. For instance, student loan spending was reported at $5 trillion -- more than the entire federal budget (and approximately 8% of the world's GDP). The average delay between obligating spending and reporting it was 55 days, nearly double the required 30 day limit imposed by FFATA.
There are some limitations to the study, particularly with regard to the consistency metric:
Since CFDA program obligations are annual estimates, there are very few programs whose reported CFDA obligation total is exactly equal to the aggregate obligations in USASpending.gov. As a result, the presence of over- or underreporting cannot be assumed to represent an error. ... We are unable to offer an accuracy measurement due to the difficulty of tracing an obligation’s origin to the budget.
Nevertheless, Clearspending begins to paint a picture of agency compliance with FFATA, and the results are not pretty.
The administration has recognized spending data quality as a concern. OMB issued memos on the topic in February and April of this year. Each agency has a Senior Accountable Official for spending data quality, and each agency must establish a data quality plan (see e.g. EPA's plan).
Despite these efforts, serious data quality issues persist. USASpending can be a powerful tool for transparency, but only if the underlying data are complete, accurate, and timely. We need answers as to why there are such widespread errors in the data — and how policies and practice will be changed to improve it.
(Gavin Baker 09/09/10; 0 comments)The Open Government Directive (OGD) issued on December 8, 2009 included a mandate that all agencies create a data quality plan that enhanced the transparency of how agencies spend federal funds. Two weeks ago, these plans were supposed to be finalized and released to the public but so far we can only find one agency’s plan.
On Feb. 8, Office of Management and Budget (OMB) Deputy Director Jeff Zients issued a memo outlining a timeline for public release as well as what information should be contained in the data quality plans. Data quality plans were due to OMB by April 14. OMB was to work with agencies to improve their plans and finalize them by May 14.
The OGD required that agencies to be accountable for the quality of federal spending information that is publicly disseminated through public venues such as USASpending.gov and similar websites. The plans were to address problems agencies currently encounter with this information. These include duplicate data, missing data and transactions, inaccurate data, and untimely data.
Now, two-weeks after the finalization date, the only plan we have been able to find is that created by the Environmental Protection Agency (EPA). EPA’s plan is a good review of what the agency current does to ensure data quality. However, the plan leaves much to be desired and we hope that it is not a sign of things to expect from other agencies.
There’s plenty of room for improvement in this plan. EPA’s plan could do more to give the public a full understanding of their efforts to enhance their capacity for data quality improvement instead of simply outlining its current practices. For instance, there is no mention of participation and collaboration plans to gather feedback from the public as required by Zients’ Feb. 8 memo. In identifying deficiencies in their process to ensure completeness of federal spending information, EPA does not provide possible solutions or list the steps they are taking to remedy them. I’m also not sure what EPA means when it identifies “the possibility that information would be used for purposes it was not designed for” as a risk of information release. That’s not a legitimate risk of releasing information. The release of personally identifiable information, which is a legitimate worry, is not even mentioned.
In discussing their current program of monitoring for data quality we see a couple of things the EPA could do to enhance transparency. First, the EPA mentions compliance reviews performed in each contracting office at least once every three years through its Quality Assessment Plan. How about making the results of these reports public? Secondly, it discusses quarterly reports distributed by the Office of Acquisition Management concerning year-to-date acquisition data. Releasing this information to the public in a collaborative and participatory way can dramatically help the agency improve its existing program. However, the plan makes no mention of efforts to do so.
EPA can still improve its plan and hopefully the plans that come forth from other agencies will go further. Still, EPA should be applauded for at least coming out with a plan on time. It remains unclear as to whether agencies met their deadline to report to OMB and if OMB has provided feedback to all agencies concerning their plans. The White House's open government dashboard does not track agency progress on the plans.
On Tuesday, the Office of Management and Budget (OMB) issued a new guidance on Recovery Act recipient reporting. The memo is aimed at increasing compliance with reporting rules. Specifically, it:
- Instructs Federal agencies to contact new recipients prior to the beginning of each reporting period to notify them of their reporting obligations.
- Directs Federal agencies to contact recipients who in prior quarters have not reported when required and pursue consistent and comprehensive follow-up to achieve reporting.
- Mandates use of available tools to actively monitor recipients during the reporting period and requires outreach to recipients that have not reported prior to the close of the reporting period.
- Requires Federal agencies to obtain recipient compliance with their reporting responsibilities or pursue sanctions and remedies.
- Requires Federal agencies to report non-compliant recipients to OMB within five days of the quarterly close.
The memo expands on several earlier memos on the same topic, but it lays out more concrete steps for agencies to follow. Agencies can now follow these "best practices" to make sure all their recipients report in a timely manner. In particular, I think the emphasis on new filers, and making sure they understand their responsibilites, is a good idea.
The memo comes on the heels of the release of the latest Recovery Act recipient reports, published by the Recovery Board on Friday, April 30. These new reports, covering from January 1 to March 21, are the third time recipients have had to report on their spending, and it looks like they're learning how to report. According to statistics released by the Board on Recovery.gov, no recipients reported late this time around, an amazing reduction from almost 12,000 late reports last cycle (this is not to say that every single recipient reported on time; at a certain point the Board draws a line and calls everyone who hasn't reported "non-filers"). At the same time, only about 6% of reports were changed by recipients, down more than half from last cycle.
Apparently, the focus OMB and the Recovery Board have been placing on recipient reporting has been paying off, thanks to memos like the one released today. Remember, though, that this doesn't mean the reports are perfect. Just because everyone's reporting doesn't mean they're reporting high quality information. Phil Mattera from Good Jobs First points out this problem in a recent blog post, showing instances of Recovery Act recipients who are most likely underreporting job counts. Hopefully the quality of the data will continue to improve as more and more recipients become used to reporting on their activities.
(Sam Rosen-Amy 05/05/10; 0 comments)Today, March 9, is the one-year anniversary of President Obama’s scientific integrity memo which instructed his staff to produce within 120 days recommendations for ensuring independence of federal scientists and limiting political interference in their work. 365 days later, we’re still waiting.
The Union of Concerned Scientists is critical of the delay. Francesca Grifo, director of UCS’s scientific integrity program, had this to say:
While the new administration has been generally supportive of scientific integrity values, it's moving too slowly to establish badly needed reforms. The current system still discourages scientists from communicating about their research results, for example. It still keeps the public in the dark about the scientific basis for policy decisions, and it still rewards staffers who keep quiet about political interference in science.
The criteria Obama laid out in his March 9, 2009, memo are admirable: hiring and keeping qualified scientists; defining new policies to ensure integrity; using “well-established scientific processes” like peer review; disclosing scientific findings; ensuring that scientific integrity principles are being adhered to; and adopting additional policies like whistleblower protections.
But by failing to follow up with a concrete set of reforms, Obama and John Holdren – the Director of the Office of Science and Technology Policy who was tasked with developing recommendations – are sending a terrible message to those who believe scientific integrity ought to be a priority for this administration.
Interference in science reached new heights under President George W. Bush; but just because Bush is gone does not mean the problems go away too. As OMB Watch discusses in the latest issue of our e-newsletter The Watcher, a new report from the Project on Scientific Knowledge and Public Policy (SKAPP) proves that much work remains. SKAPP interviewed federal scientists during both the Bush and Obama administrations, and found that although there were a few bright spots in scientists' views of the changes that had occurred, a majority felt similar frustrations.
Couple this delay with the now year-plus delay on Obama’s effort to improve the regulatory process by writing a new executive order, and my outlook on the administration’s commitment to government reform is dimming.
Photo by Flickr user davidfntau. Used under a Creative Commons license.
(Matthew Madia 03/09/10; 2 comments)
Earlier today, the Recovery Board released the list of Recovery Act recipients who did not file during the second reporting period. According to the Board, recipients of 1,036 awards failed to file during this quarter, which was from Oct. 1 through Dec. 31. That number represents a whopping 76 percent decline from the first reporting cycle, which saw 4,359 missing award reports, and is less than one percent of all the award reports. Equally good news is that of the 1,036 missing reports, only 389 were from "repeat offenders," or recipients who failed to file in both quarters.
The trend from the non-filer list echoes other data the Recovery Board also posts, such as the late filers and report corrections. According to the Board, the second reporting cycle saw half as many late reports, which are award reports filed after the filing deadline. This past cycle, 7.3 percent of recipients filed late, down from 14.9 percent of reporters in the first round of reporting, and of these late reports, a vast majority of them were not repeat offenders. Similarly, only 12.75 percent of award reports were changed after the fact (recipients can change their reports for several months after the filing deadline), as opposed to over 21 percent in the first round.
These data sets show what we've been assuming would happen: Recovery Act recipients are learning. As time passes, and recipients learn how the reporting system works and how they're supposed to file, the number of reporting errors are slowly decreasing. More recipients are reporting on time, fewer are forgetting to report (or are understanding that they have to report), and there are fewer mistakes to correct after the fact. And this progress is despite the fact that there are more award reports in the second round than the first.
This trend will probably continue over the coming cycles, although it will be interesting to see if it hits a floor at some point, i.e. if there is some baseline level of user error we just can't escape.
The next important statistic to look at will be the change in data quality between quarters. While we know recipients are learning how to file, what we don't know is if they are entering better quality information this time around. Are there fewer award amount errors? Fewer job counting errors? Late reports are bad, but flawed data is even worse.
Image by Flickr user ekilby used under a Creative Commons license.
(Sam Rosen-Amy 02/25/10; 0 comments)Yesterday, a group of organizations, including OMB Watch, submitted concerns with the high-value datasets published on Data.gov in compliance with the requirements of the Open Government Directive (OGD) issued on Dec. 8. The OGD required that agencies submit at least three high value datasets within 45 days through Data.gov. These groups outlined the major problems with the site and its implementation thus far. I have summarized these issues below.
Yesterday, a group of organizations, including OMB Watch, submitted concerns with the high-value datasets published on Data.gov in compliance with the requirements of the Open Government Directive (OGD) issued on Dec. 8. The OGD required that agencies submit at least three high value datasets within 45 days through Data.gov. These groups outlined the major problems with the site and its implementation thus far. I have summarized these issues below.
Format & Usability
A major concern of the community is that releasing data in specific formats may make it more usable to coders and the tech-savvy, but not to the general public writ large. If data is solely released in formats such as XML or CSV leaving the majority of the public unable to decipher these raw formats then Data.gov’s attempt to make the government more transparent has failed. What good is information if we can’t read it?
The solution? We proposed that the administration strike a balance between releasing data in machine readable formats and presenting the data to the public through web-based interfaces. Web-based interface can be designed in a user-friendly way that aggregates the raw data for quick and convenient access.
Definition of High Value
The OGD mandated that agencies release three “high-value” datasets on Data.gov. However, the Sunlight Foundation noted that only 16 of the 58 datasets posted by major agencies were previously unavailable. The vast majority of released datasets were already online but not in machine readable format. This meant that the administration only picked the low-hanging fruit in its first data release. On the other hand, the data was now available in a central location and in a better format.
Still, this leaves open the question of how the government is defining “high value.” According to the Open Government Directive, high value data is information that can be used to increase agency accountability and responsiveness; improve public knowledge of the agency and its operations; further the core mission of the agency; create economic opportunity; or respond to need and demand as identified through public consultation. Yet, the agencies do not have to demonstrate how the releases they submit qualify under these categories. To resolve this issue we expressed the need for such a requirement. Other things we asked for: notations that indicate which datasets are already available and unavailable as well as datasets that help hold agencies accountable for their policies and spending decisions.
Data Quality
This third issue mainly centers on the fact that some datasets could not be opened, were missing portions, or missing headers. Missing headers, of course, means the data cannot be used even by coders. Moreover, it was discovered that some of the datasets were being quietly removed from the site without public notification.
Here, we stressed the need for a better feedback mechanism than what exists on the site. We made the point that there needs to be a system to report problems with specific datasets. Further, we asked that all datasets on Data.gov be directly associated with their code sheets.
Ultimately, this is a great first step in showing the amount of data the agencies are capable of putting out in machine readable format. Never before have we been able to access so much raw data in one place. Despite the short deadline for this disclosure, several executive agencies released more than the required three datasets. The implementation, however, needs to be improved through creating public facing interfaces, requiring agencies to demonstrate the value of the data, and by providing a means of user feedback.
In order to improve Data.gov and the range of data included on the site, the administration is welcoming comments on its blog, Join the Dialogue. Additionally, Data.gov allows users to rate each dataset for ease of access, usefulness, data utility, and an overall ranking.
To read the group’s arguments and other points of contention in full, see the letter we sent here. Feel free to give us your feedback.
(Roger Strother* 02/04/10; 0 comments)
There’s no time like the holidays – when packages are wrapped up tight with paper only to be torn apart – to talk about paperwork. That’s why OMB Watch has submitted to the White House comments on improving implementation of the Paperwork Reduction Act. (Actually, we submitted the comments in response to an Oct. 27 Office of Management and Budget request published in the Federal Register.)
The Paperwork Reduction Act, or the PRA, is most commonly known for its requirement that agencies seek White House approval on forms and surveys collecting information from ten or more people and that those forms and survey bear an OMB control number. You may notice control numbers on everything from tax returns to FAFSA forms.
But the PRA is so much more. It covers a host of information management issues including information dissemination and information resources management – issues that OMB and agencies have given short shrift in the PRA’s history.
The comments are organized into three sections. The first section discusses OMB Watch’s outside perspective of the OMB review of agency information collection requests and calls on the administration to provide agencies with more flexibility. The second section discusses information collection under the PRA in light of the rapid technological and Web improvements of the last several years and urges the administration to capitalize on those improvements to increase transparency and enhance citizen engagement. The third section identifies PRA responsibilities other than information collection and calls on the administration to reorient itself toward those functions, most importantly information dissemination and information resources management.
We submitted the comments on Dec. 26, though they have yet to appear on Regulations.gov, the public portal for submitting comments to the government. You can download OMB Watch's comments here.
Image by Flickr user Tbertor1, used under a Creative Commons license.
(Matthew Madia 01/04/10; 0 comments)